Periodic review
Client file 0417
- KYC data refreshed from client filePrepared
- Beneficial owner evidence: 2 of 3 documentsGap flagged
- Transactions in period summarisedPrepared
- Review memo drafted for sign-offPrepared
- Drafted by platform · 09:12
In development · Research phase, autumn 2026
Prepared work. Human decisions.
LEiO is building a compliance workflow platform for Swiss independent asset managers. It drafts the recurring work, such as periodic review memos, UBO dossiers and risk analyses. The person accountable under your licence reviews and signs every one.
Illustration with example data. Click the button to try the sign-off.
Why now
1 October raised the bar again
The revised AMLA and the Transparency Act are in force. Beneficial ownership now needs documented evidence, not a signed form, and every existing client file is measured against the new standard.
01.10.26
Revised AMLA and Transparency Act in force
~650
portfolio managers left rather than apply for a FINMA licence after 2020
~1,700
change requests filed by licensed institutions every year
10–25%
further fall in firm numbers projected for 2026–2027
Sources: FINMA licensing statistics (Feb 2025); PwC, Swiss portfolio manager market view; Federal Council, AMLA and Transparency Act.
How it works
The platform prepares. Your people decide.
Licensed EAMs produce bank-grade evidence with partnership-sized teams. LEiO is designed to take the assembling off senior people while every decision stays with them.
- Platform
Draft
Review memos, UBO dossiers and risk analyses, prepared from your client files and firm data.
- Your person
Review
Your responsible person reads, questions and edits every draft.
- Your person
Sign
A named approval by the person accountable under your licence.
- Platform
Record
Every draft, edit and approval logged, and compiled into the audit binder for the period.
That is how Swiss regulation assigns responsibility, and how the platform is built.
First release
Starting where October made the work heavier
The first release is planned for design-partner pilots in early 2027. Its scope will be confirmed by the firms we speak with now.
Revised AMLA · Transparency Act
UBO evidence and remediation
Finds the gaps in existing files against the new evidence standard, drafts the dossiers and tracks remediation to done.
AMLA · AMLO-FINMA
Periodic review queue
A risk-based cycle calendar, drafted review memos, sign-off and escalation.
AMLA Art. 3–4, 7
KYC foundation and vault
Client and ownership data, supporting documents and ten-year retention in one place.
SO audit
Audit binder export
The period's complete evidence file, compiled for your supervisory organisation's request list.
Later in 2027: risk analysis (MLRA) drafting, directive library, training tracker, change filings, retrocession register and transparency-register reconciliation.
Principles
Built for a supervised firm
Commitments the platform is being designed around from the start.
Draft-only, always
Nothing is filed without a named person's approval.
Every draft and edit on record
What the platform wrote and what your person changed, kept for audit.
Hosted in Switzerland
Client data will stay in Swiss data centres, under FADP-compliant processing terms.
Outsourcing-ready contract
Audit rights, sub-processor list and exit terms built for your FinIA outsourcing duties.
Alongside your existing systems
No portfolio system to replace. Integrations follow the pilots.
In-house or outsourced compliance
Your own officer or your external provider can work your files on it. The record stays yours.
Who we are
Engineers first, listening first
We are a small partnership of like-minded technologists. LEiO SA is a Swiss company, based in Geneva.
Together we bring hands-on experience across three disciplines: designing and running IT infrastructure, engineering production software, and building agentic AI systems that do real work under human supervision.
LEiO brings those skills together for one purpose: helping Swiss independent asset managers meet a growing regulatory burden without growing their headcount. We are engineers first, so we start by listening to the people who do the work.
Research conversations · autumn 2026
Tell us where your compliance hours go
We are speaking with 10 to 12 Swiss EAMs, compliance providers and auditors before we build. Thirty minutes, by Zoom or Teams.
- 01Where your senior compliance hours go across the year
- 02How you are approaching UBO remediation under the new rules
- 03What your last SO audit asked for, and what was hard to produce
- Confidential, never attributed to you or your firm
- You receive the anonymized peer findings
- Nothing to buy
Design-partner places for the 2027 pilot: three firms.